offender failed and the statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 29/08/2013

arrest warrant was issued to bring the alleged offender to trial. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 29/07/2013

199 Criminal Complaint Filed with an Inquiry Official Dated 29/07/2013

Mr. Todsapon Buachaiyo Mr. Todsapon Buachaiyo failed to comply with the competent officer's order. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 18/09/2013

offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 18/09/2013

pased a multiple of five percent of the total number of paid-up securities of TRAF as the case maybe. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 30/09/2013

Mr.Calvin C. Mr.Calvin C., as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons, operated derivatives broker businesses in Thailand

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses