, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators
appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the
, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The
revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and
Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision
Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision
Information × D. Off-Balance Sheet Arrangements × E. Critical Accounting Estimates × X. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES A. Directors and Senior Management ม.69 (8) ผูบริหารและผูถือหุนรายใหญของบริ
#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal) B. Recruitment B Recruitment: Firm's Reference /Guidance Notes Description 1 Does the firm have recruitment policies and procedures? (full-time
Appendices Statistical Highlights Report of the SEC Board on Internal Control over Financial Reporting Audit Committee Report Report of the Auditors and Financial Statements Sub-committees Arbitrators 41 50 56
(critical 3rd party) ความมีนัยสำคัญของบุคคลภายนอกอาจพิจารณาจากระดับความสำคัญ ของงานที่ใช้บริการจากบุคคลภายนอก ความสำคัญของระบบที่เช่ือมต่อ กับบุคคลภายนอก ความสำคัญของข้อมูลที่อนุญาตให้บุคคลภายนอก เข้าถึง ตลอด