most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards. The
services as mentioned above and aimed to reduce burdens and costs for these business operators. The SEC solicited feedback on the proposed principles and draft regulations from the public and stakeholders in
flexibility. The amendments came into force on 16 January 2024. The SEC Board Meeting No. 13/2566 and No. 17/2566 held on 15 August 2023 and 7 December 2023, respectively, resolved to approve the principles
holders/ beneficiaries. By signing this letter, Company/ Organisation Name declare our adoption of the following Principles set out in the I Code issued by the Securities and Exchange Commission of Thailand
letter, The Fund declares our adoption of the following Principles set out in the I Code issued by the Securities and Exchange Commission of Thailand, and our commitment to implementation consistent with
related entities The Principles and Guidelines on Corporate Governance for State Owned Enterprises 2019 (Thai Version Only) Qualifications and appropriateness of the professionals (The Office of
declares our adoption of the following Principles set out in the I Code issued by the Securities and Exchange Commission of Thailand, and our commitment to implementation consistent with our role and
the country. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC
TRAINING/EDUCATION/ CAPACITY BUILDING Training on the SDG Impact Standards led by accredited trainers Guidance documents and self-assessment tools IS 53001 PRINCIPLES OF PRACTICE PERFORMANCE Operating
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code