scope of operation of foreign representative branches of Thai business operators and apply the rules of the regulators of such foreign representative branches instead, (3) allow more flexibility on
funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings
and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
companies. Additionally, the TLCA serves as a representative for listed companies in coordinating and monitoring the amendments to various regulations issued by regulators. This is to ensure that listed
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
investors should understand, minimise and manage the conflicts of interest that they face and behave ethically, ensuring that they maintain focus on advancing beneficiary or client interests and disclosing
หารือแนวทางเพื่อยกระดับคุณภาพงานสอบบัญชีและความโปร่งใสของตลาดทุนในภูมิภาค ในการประชุม ASEAN Audit Regulators Group (AARG) Meeting ครั้งที่ 5 ระหว่างวันที่ 15-16 มิถุนายน 2558 ณ กรุงกัวลาลัมเปอร์ มาเลเซีย
foreign law; “ASEAN company” means a foreign company established under the law of any of the ASEAN countries; “ASEAN countries” means ASEAN member countries of which capital market regulators have been
market as an efficient source for investment and fund mobilization. Contents ASEAN capital markets regulators are working toward integrating regional capital markets to achieve the goal envisioned by ASEAN