rectification to ensure that their quality control system and their auditors’ practice will be efficient and effective. Looking ahead to 2017, the SEC will continue to implement the framework for creating and
workshops for our auditors, as well as for the auditors preparing to register with the SEC, as we seek to expand the pool of the SEC-registered auditors. Being well aware of the fact that the quality of
the audit firms effectively communicate such policies and procedures to the staff of their own firms and those of their network firms to ensure that all of them are aware of and fully comply with the
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake
consecutive years (2018-2019) and DJSI Emerging Market for six consecutive years (2014-2019) reflecting the philosophy of sustain business sense which be aware of community, environment and all stakeholders to
this circular. If the SFC is aware of such change, it will notify the SEC as soon as possible. 14. Changes to a Hong Kong Covered Fund must be made in accordance with the applicable Hong Kong laws and
-compliance with the Eligibility Requirements set out in Annex B to this circular. If the SEC is aware of such change, it will notify the SFC as soon as possible. 14. Changes to a Thai Covered Fund must be made
Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is
investments; and (5) Lack serious concern on this matter because most of the people do not make any financial plan and are not aware of future problem. As the Thai capital market supervisory body, the SEC has
were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for