derivatives business operators. Previously, the SEC conducted a public hearing on the principles for amending the aforesaid digital asset business regulations, took into consideration the comments and

importance to work operation based on the principles of integrity, transparency and good governance to ensure that all sectors have confidence in SEC operation. We participated in the NACC Integrity Awards

accommodate the HK-TH MRF project. In this regard, SEC applies the same principles for supervising the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP), for which

the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies and listed companies. SEC, therefore, has a plan to issue regulations that an IPO company must

plans to lay out a cooperative framework with SEC to push forward the SDG implementation and the UN Guiding Principles of Business and Human Rights in Thailand.  

clients.SEC has drafted a regulations in accordance with the principles from the public hearings, incorporating the suggestions of the business operators.  In addition, SEC has revised the criteria for the

principles of technology usage;(3)    Allow fund managers or securities analysts to participate in fintech development/application processes;(4)    Have a control and inspection system for algorithm

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) และ Asia Investor Group on Climate Change (AIGCC) ร่วมจัดงาน

principles for such kind of fund conversion.The key provisions include (1) permission to pay for the purchase of property fund assets during the fund conversion process with trust units or combination of trust