proper licenses to alleviate the risk of frauds. Moreover, it is advisable to be cautious when being solicited to invest in ICOs or to buy any digital token for the time being since there are neither
professional due care, as follows: (1) being under receivership by the court’s order; (2)1 being banned by the Stock Exchange from performing the position of executive or person who has the controlling power of
the following characteristics: (1) being a product issued or offered for sale aboard, and the issuer or the offeror has no intention to offer such product in Thailand; (2) being a product with the
the following characteristics: (1) being a product issued or offered for sale aboard, and the issuer or the offeror has no intention to offer such product in Thailand; 5 (2) being a product with the
January 2021). 5 (1) being a product issued or offered for sale aboard, and the issuer or the offeror has no intention to offer such product in Thailand; (2) being a product with the characteristics as
regulator for Thai capital market, as evidenced by an endorsement from the European Commission (“EC”) given to the SEC in June 2013 to acknowledge the SEC’s audit oversight system as being equivalent to that
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service (Codefied) 12/01/2017 16/02/2017 Notification of the Securities and
controlling person being director of the Lessee, namely Mr. Korn Narongdej, being a director of the Lessee and also being the controlling person of the Lessor by holding the voting shares of the Lessor in the