Trust Information technology Approved Personnel and -------------------------- Sub-topic ------------------------- Securities Issuance Takeover Approval Mutual Fund Private Fund Provident Fund Venture
Approval for Undertaking of Derivatives Business (No. 2)
Approval for Undertaking of Derivatives Business (No. 3)
Re: Rules, Conditions and Procedures for Approval of Securitization Projects
The Approval of Personnel in the Capital Market Business
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
practices within the DA industry. On 15 August 2023, the SEC Board Meeting No. 13/2566 gave its initial approval to the proposed amendments. The proposed amendments contain the following essences: (1
approval to the proposed amendments. The proposed amendments contain the following essences: (1) Board governance structure : Requiring DA operators – except DA advisors and the DA operators holding
in the category of derivatives fund manager; “Customer” means any person who authorizes the derivatives fund manager to provide the services of derivatives fund management for them; “Investment manager