104-2/OrPor 24-2 Certified Statement Form on Profile of the Applicant to be an Executive of the Securities Company or the Derivatives Business Operator (Form as of 25 July 2006) (Synopsis) 23. Report
sale of equity instruments: Directors and executives of the applicant and the directors and executives of the financial advisor; Responsible directors of the experts and the experts, for example
aware that only the original Thai text has legal force and that this English trans contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as
law, of the executive, major shareholder, controlling person or the candidate for the position of director, executive or controlling person of the securities company or its subsidiary; (d) not have a
, either by blood or by law, of the director, executive, major shareholder, controlling person or the candidate for the position of director, executive or controlling person of the derivatives business
managing potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a
potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a license
tender offer for securities of the business for acquisition of securities for business takeovers; (7) “waiver applicant” means an applicant for a waiver to acquire shares without having to make a tender
evidence: (1) certification letter and consent letter of the audit firm to which the applicant is attached which certifies and gives consent in the following matters, as per Form 61-2 which is available on