(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
have availability of personnel for the function of REIT manager, which shall be at least one supervisor being responsible for management of REIT’ s properties and at least 2 staffs who have knowledge and
disclosure shall be certified by the Fund Supervisor or Trustee, as the case may be and shall be made within forty-five days from the last day of each quarter. The disclosure pursuant to Paragraph 1 shall be
ยืนยันว่าโครงการจัดการลงทุนต่างประเทศมีคุณสมบัติครบถ้วนตาม Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and 
Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matters และ Part II : The Product Restrictions of Qualifying CIS ซึ่งอยู่ใน Appendix C : Standards of
audit duties for at least 7 years; and having cumulatively worked as a signing partner, an engagement partner, an audit supervisor, or a final reviewer for not less than 4 years. being attached to only
signing partner, an engagement partner, an audit supervisor, or a final reviewer for not less than 4 years. being attached to only one audit firm and such audit firm shall have the characteristics as
Supervisor, and requirements relating to Approval, Valuation, and Operational Matters และ Part II : The Product Restrictions of Qualifying CIS ซ่ึงอยูใ่น Appendix C : Standards of Qualifying CIS ของ Memorandum
supervisor of investment advisory company responsible for issuing rules for preventing conflict of interest, internal control of such investment advisory company, including the supervision of advisors to
งาน ( ข้อมูล ไฟล์ หรือโปรแกรมที่ใช้งาน ( อื่น ๆ โปรดระบุ ________________________________________________________ ( มีการเฝ้าระวังและตรวจสอบการใช้งานกับผู้ใช้งานที่มีสิทธิพิเศษ เช่น supervisor, root