2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of
statement of an offer for sale of securities in the category of units. “investor” means any person interested in investing in units. “statement” means any matter or fact, whether alphabetic, numeric, audio
113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , Section 100, Section 103(9) and (10), Section 109, Section 114, Section
Qualifications of Personnel in the Capital Market and Tables of Category of Transactions attached hereto. In this regard, personnel 9 Amended by the Notification of the Capital Market Supervisory Board No. Tor Lor
category of securities brokerage, securities dealing, securities borrowing and lending, but excluding a company licensed to undertake securities business in the category of securities financing; “short sale
16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 35, Section 67 and Section 69 of the Securities and Exchange
(Oldest) English (United States) ActandRoyalEnactment (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities
(Oldest) English (United States) ActandRoyalEnactment (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities
) English (United States) ActandRoyalEnactment (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities and
) English (United States) ActandRoyalEnactment (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities and