https://publish.sec.or.th/nrs/6999pe.doc Section 98 allowing such transaction; (5) sell securities without having possession , or without receiving an order to sell from another person, unless the SEC

taken for not more https://www.sec.or.th/EN/Documents/Personel/Qualifications%20of%20Securities%20Investment%20Analyst%... Section 98 allowing such transaction; (5) sell securities without having

and wider use of financial innovations of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access

of offshore infrastructures, including those in GMS countries.(3) Setting criteria to create GMS asset class by allowing Thai mutual funds to invest in listed https://www.sec.or.th/TH/Pages

] removal the person from the position additionally. In case of imposing specified period thereof, the period for each considered case shall not exceed 10 years; (2) permitting the person to resume performing

such rectification by allowing the financial statements to remain false, incorrect or inconsistent with the facts, they may be liable to commission of offenses under Section 312 of the Act. In any case

of allowing unlicensed business operators to participate in the exhibition; otherwise, it could be considered rendering support to illegal activities. The public and investors can verify the list of

this information service system will act as the information infrastructure for the financial sector and capital market allowing the private sector to use it in business expansion and capital market

SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual

traded TPC shares on a continual basis, causing the share price to be inconsistent with the normal market condition. {D} and {E} aided and abetted the said actions by allowing the use of their trading