management, compliance and internal control. Clause 4 The derivatives dealer shall provide a system for recording and keeping information to ensure that the information pertaining to the derivatives business
management, compliance and internal control. Clause 4 The derivatives dealer shall provide a system for recording and keeping information to ensure that the information pertaining to the derivatives business
specified affecting the rights of shareholders in this such as the dividend restriction, provided that there is no default or breach of the loan agreement with the bank and Planet is in compliance with the
the entering into the asset purchase agreement 01/03/2021 07:53 Report on the Connected Transaction of the entering into the use of wallet service agreement for issuing and offering digital tokens 01/03
recession from pandemic of COVID-19. 2. Gross profit was Baht 20.04 million which decreased Baht 17.13 million or 46.09% from the corresponding period of the previous year, in compliance with the decrease in
พาณิชย์) เอกสารแนบ 7 รายละเอียดเกี่ยวกับหัวหน้างานตรวจสอบภายใน และหัวหน้างานกำกับดูแลการปฏิบัติงานของบริษัท (compliance) เอกสารแนบ 8 ทรัพย์สินที่ใช้ในการประกอบธุรกิจและรายละเอียดเกี่ยวกับรายการประเมินราคา
Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets
) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control
Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105, 106) |- Reporting Requirements (Section 109) |- Disclosure | - |- Advertising
any); (7) information about compliance with the law with respect to the private sector’s participation in or operation of the government’s business, and past performance of the infrastructure business