to 8 October 2015, Mr. Kavivud puschased TPAC shares in Ms. Anootree Nerngchamnong and Ms. Anootree Nerngchamnong’s securities trading account in such a way as to take advantage of other persons before
. Subsequently, on 7 August to 8 October 2015, Mr. Ramesh purchased TPAC shares in his securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside information
August 2015, Mr. Ashok purchased TPAC shares in his securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside information to the public on 12 October
, on 22 July to 11 August 2015, Miss Tanyatorn purchased TPAC shares in her securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside information to
September 2015, Mr. Alexandru purchased TPAC shares and TPAC warrants (TPAC-W1) in his securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside
October 2015, Mr. Anish purchased TPAC shares in his securities trading account in such a way as to take advantage of other persons before TPAC disclosed the inside information to the public on 12 October
community. The Principles apply predominantly to publicly listed companies and set out expectations around corporate governance issues that are most likely to influence investment decision-making. They are
DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Sec...
DRAFT (Translation) DERIVATIVES ACT B.E. 2546 (2003) ( (As Amended) BHUMIBOL ADULYADEJ, REX., Given on the 3rd Day of July B.E. 2546; Being the 58th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29, in conjunction with Section 35, Section 36, Se...
material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client