Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 62/2024 Dated 27/08/2024
?), shall be liable, under section 283 of the Securities and Exchange Act B.E. 2535, to an offence of Bualuang Securities. The offence of Bualuang Securities is a result of an order or an act of Mr. Khophong
;) failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the
;) failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the
") failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification
("KTBST") failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the
Company Limited (“Daol”) failed to order or act duty resulting in Daol engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the
Company Limited (“Daol”) failed to order or act duty resulting in Daol engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
regulations promulgated under the Provident Fund Act B.E. 2530 and the Securities and Exchange Act B.E. 2535 and shall not in any event be construed or interpreted as having effect in substitution for or