Facebook page S-TO : Unlicensed securities and derivatives business (Disclosure Date : 15/04/2022)

One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices

BANGKOK, December 22, 2006 ? The SEC ordered Siam General Factoring Plc. ("SGF") to rectify its financial statements for the third quarter of 2006 regarding the items viewed by the auditor to be

BANGKOK, October 12, 2006 ? The SEC ordered Compass East Industry (Thailand) Plc. (CEI) to cooperate with its auditor in the examination of the company?s inventory, machinery, equipment, moulds and

Bangkok, September 14, 2007 ? The SEC ordered Power Line Engineering Public Company Limited (PLE) to amend its consolidated financial statements for the first and second quarters of 2007. The

Previously, the SEC had invited Mr. Akeyuth Anchanbutr to provide information concerning his claims that (1) two politicians involved with SCIB-C1 price manipulation, and (2) he had information on

Bangkok, December 21, 2007 ? The National Legislative Assembly has passed the Amendments to the Securities and Exchange Act of 1992 (SEA) and the Amendments to the Derivatives Act of 2003 yesterday

Bangkok, February 21, 2012 ? The SEC has instructed Chonburi Concrete Product Plc. (CCP) to rectify its financial statements for the year 2010 and the third quarter of 2011 which ? as the SEC

Bangkok, March 23, 2012 ? The SEC has directed Professional Waste Technology Plc. ("PRO") to rectify its financial statement for 2011. Within April 23, 2012, the company is required to submit to the

Bangkok, March 16, 2012 ? The SEC has directed General Engineering Plc. ("GEN") to rectify its financial statement for 2011. Within April 17, 2012, the company is required to submit to the SEC and