the report from Asia Plus Securities Plc., the SEC probed into the case and found that {A} had been authorized by her client to make derivatives trading decisions on the client' behalf. The client was
bond market, the SEC Board has approved the amendments on the debt issuance rule as follows: 1. Debt issuers are allowed to shelf-file all types of debt securities in addition to short-term ones
accordance with the approved mutual fund project and the commitment made with the unitholders. SEC Act S.125(1) Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 25/2020 Dated 02/09
to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.
The SEC approved 3 draft rules and regulations of the Stock Exchange of Thailand (SET) concerning (1) listing of ordinary shares or preferred shares as listed securities, (2) listing of securities in
To increase sales channel of investment unit as well as efficiency of services, the SEC approved draft regulations to allow the Islamic Bank of Thailand and the Government Savings Bank to apply for
2000 shall be repealed. Clause 2. In this Notification, “Mutual fund manager” means a director or an employee of a management company who is authorized by the management company to make decisions
management company who is authorized by the management company to make decisions regarding investments in securities or other assets or to acquire, by other means, returns that will become assets of the mutual