price significantly lower than the market price at that time. As a result, these four buyers obtained benefit from selling their condominium units to other persons at a price significantly higher than the

Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). He obtained the material non- public information by virtue of his positions before such information became public on August 8, 2014

Miss Jeeranan Buranaruk During 16 February 2017 – 10 November 2017, Miss Jeeranan and Mr. Warot Norkeo obtained or possessed inside information related to the operating results from the fourth

Board concerning Rules on Personnel in the Capital Market Business . Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be

concerning Rules on Personnel in the Capital Market Business. Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be director or

director with power of management to the position of director without power of management, it shall be deemed that the securities company has already obtained the approval from the SEC Office. In this regard

, having obtained sufficient and appropriate audit evidence, concludes that misstatements, individually or in the aggregate, are material, but not pervasive to the financial statements ; from ( 2.1.1

unit related to capital market.5 − − − 7 Fund manager. − − − 8 Former capital market investment analyst on fundamental factors who later obtained an approval as investment analyst or investment planner

: Clause 1  Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an

through mutual agreements are to be respected.” Companies should raise awareness of stakeholders‟ legally protected rights and should translate this awareness into everyday actions. For example, companies