investors; (2) clarify, amend or add information 8 (3) have an independent expert prepare an opinion relating to the accuracy, completeness or reliability of the information appearing in the registration
application for renewal of approval of personnel under Clause 8(1), (2) and (4) and Clause 9 shall be submitted as from 1 September to 15 December of the year when the approval comes to an end. Division 3
delisting process is expected to be completed by December 2019. For Q3/2019, the EBITDA of the company was at Baht 5,057 million, decreased by Baht 345 million or 6% from Q2/2019 mainly caused from the
from 1 September to 15 December of the year when the approval comes to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated
support business continuity with suitability, reliability and effectiveness in order that the intermediaries are able to service with the best interest of customers and that the intermediary’s personnel are
continuity with suitability, reliability and effectiveness in order that the intermediaries are able to service with the best interest of customers and that the intermediary’s personnel are able to work
material change in value, form, or condition of transactions, including payment and receipts of funds (transaction monitoring); (b) there is doubt concerning the accuracy, up-to-date, reliability, or
-to-date, reliability, or adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14(1) or
accuracy, up-to-date, reliability, or adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14
accountants. In considering the sufficiency and reliability of the audit quality control system under (1) of the first paragraph, the SEC Office shall present any facts and opinions obtained from the inspection