. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website: https://market.sec.or.th/public/idisc/th/InvestorAlert. To report
Broker), and (2) Securities companies will be exempt from the requirement to obtain a digital asset business license related to G-Tokens, whereby such companies shall be regulated under the rules governing
sufficient shares in their portfolios before selling (prepaid market); Unfair activities related to securities trading must also be regulated in the same manner as those on SET and mai, etc. The
management of a fund by increasing from 20% to 100% the proportion of the fund's assets that can be sub-managed by a manager that is not regulated by a signatory.The revised Framework took effect on 23
for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the
leaders among the SEC staff and regulated agencies.”SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC’s objective is to supervise and develop the Thai capital market as the key platform for
representation of investors or fundraisers, the SET Board of Directors or juristic persons assigned by the SEC Board to be a self-regulated organization; (2) diverse knowledge or experiences of the SET Board of
applications. Meanwhile, another application is still under consideration. Digital asset businesses are regulated under the Emergency Degree on Digital Asset Businesses B.E. 2561 (2018).The Ministry of Finance
when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such operators must be the financial institutions under the