· Understanding of, and practical experience with, engagements of a similar nature and complexity through appropriate training and participation · Understanding of professional standards and applicable legal and
not subject to Thai law and supervision of the Thai regulator. In addition, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit
’ digital assets, have raised concerns over cybersecurity. The SEC is therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a
Money Work Through Mutual Fundsé education program aimed to promote mutual fund understanding through the media and various activities ● Provided and disseminated mutual fund information via SECûs website
offering of complex and risky financial tools and services now requires investors to complete an assessment test to confirm understanding of the products or services, as well as ensuring analytical reports
commitment basis, state the minimum amount which, in the reasonable opinion of the directors of the issuer, must be raised by the offer of securities. 4. If the proceeds are being used directly or indirectly
For residential purpose Not exceeding 0.3 percent of tax base For commercial purpose/undeveloped land Not exceeding 1.2 percent of tax base (For undeveloped land, rate will be raised by 0.30 percent
outflows. At the same time, the Chinese economy in the third quarter cooled amid concerns over the trade dispute between China and the US, after the US raised tariffs on certain products imported from China
assets. Aside from government bonds of core economies, they raised their holdings of Thai assets thanks to Thailand’s healthier fundamentals when compared with regional peers. The Thai Baht therefore
unethical but also subjected to legal actions. The SEC requires all staff to strictly follow the code of ethics. Moreover, they must attend the ethical training course to ensure their clear understanding and