in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair
. Leadership from the top levels of government is necessary to pro- mote public confidence in the state‟s commitment to implementing the rule of law. 7 Corporate Governance in Asia (2010) 8 IOSCO, 2010
policies and procedures 2 Does the firm have channels for firm personnel to raise any concerns in a manner that enable them to come forward without fear of reprisals? If yes, please describe 3 Does the
work together to raise awareness of and drive higher levels of environmental disclosure in Thailand, in line with the recommendations from the Task Force on Climate-related Financial Disclosures (TCFD
Standards. Similar ACMF Roundtables will be held throughout the region to raise awareness as well as to encourage greater adoption of the ASEAN Green Bond Standards.The ACMF also agreed to carry out a series
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing
areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
reflects that there still are chances that even more entrepreneurs would be able to raise funds via the capital market. Furthermore, SEC had been continuously operating its “SEC Caravan to the Provincial
even though on the disclosure date, EARTH had a liquidity issue and it did not appear clearly that EARTH would be able to raise fund for starting the coal mining as planned. Such acts are liable to
-oriented features, for example, automatic contribution increase in line with salary or wage raise, employees? choices based on risk appetites and lifepath or target date investment policies that are adjusted