พัฒนาตลาดทุน (กองทุน CMDF) เพื่อเป็นศูนย์กลางในการส่งเสริมการพัฒนาตลาดทุน และแยกบทบาทหน้าที่ในด้านการพัฒนาตลาดทุนออกจากการเป็นศูนย์กลางในการซื้อขายหลักทรัพย์ ( exchange function) ของตลาดหลักทรัพย์ เพื่อ
fixed asset 5 sets of Spectrophotometer, 5 sets of Digital storage Oscilloscope and 1 set of function generator 6 years of lifetime and 5 of used years Transaction date February-March 2017 Transaction
related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to
evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5- derivatives broker to examine or inspect promptly, and also for the Office and auditor of
trading order and the details related to derivatives trading transaction, and documents and evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
”) Type of fixed asset 1 set of cable modem termination system machine, Signal analyzer machine, RF analyzer machine, industrial router machine, and 3 sets of function test equipments. Averaged 5 years of
for managing the Risk function for the Company, including being responsible for and approving all risk matters and will also be a member of the Risk Management Committee and all its sub-committees as