investment in mutual funds with asset allocation in fixed income which has contributed to reducing inequality in the tax rates. Moreover, asset management companies have concerned that these rules impose
Bangkok, September 13, 2016 ? The SEC is seeking public comments on proposed revisions to the rules on related party transactions (RPT) and material transactions (MT) of property funds, real estate
Bangkok, June 15, 2016 ? The SEC is seeking public comments on the proposed amendments to the rules governing investment of private funds and mutual funds offered for sale to accredited investors.The
Bangkok, July 27, 2016 ? The SEC is seeking public comments on the proposed revision to the rules on the issuance and offering for sale of derivative warrants with regard to disclosure and additional
Bangkok, July 22, 2016 ? The SEC is seeking the private sector?s and the public?s comments on a proposed revision to the rules governing the dissolution of listed and non-listed funds to enhance
Bangkok, 9 August 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing custody of clients? assets by intermediaries to ensure investors? best interest.The guiding
The Royal Decree on Digital Asset Businesses, B.E. 2018 stipulates that issuing and offering digital tokens must be approved by SEC and digital tokens must be offered through digital token portals for every case even though it will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale.Therefore, SEC intends to relax some of its regulations for offers via private placement to related parties or investors who can lo...
Bangkok, 30 November 2016 ? The SEC is seeking public comments on the draft amendments concerning mutual fund product governance to ensure that intermediaries? business practice focuses primarily on investors? best interest. This regulatory revision is part of the SEC?s three-year strategic plan to improve the overall market ecosystem regarding capital market product governance. The key points of amendment include creation of preventive mechanism against conflicts of interest, selection of inte...
Bangkok, 1 March 2019 ? The SEC is seeking public comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals
The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes