purchase or redemption orders; (2) Notify the unitholders and the SEC within three business days; (3) Dispose of the remaining securities or assets within five business days to obtain as much money as
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
/21 Overview of the Stock Exchange of Thailand In the third quarter 2018, SET index swung up from the 1,584.68 points as of the end of second quarter, of which was also annual low, posting strong gain
review is adequate, and the audit has quality. If the engagement teams fail to obtain sufficient appropriate audit evidence, the partners and the managers should be able to identify the issues before
Agricultural Futures Trading Act B.E. 2542 (1999) to obtain the license, such licensed operator shall have the paid-up registered capital of no less than the following amounts: (1) twenty-five million baht from
Agricultural Futures Trading Act B.E. 2542 (1999) to obtain the license, such licensed operator shall have the paid-up registered capital of no less than the following amounts: 2 (1) twenty-five million baht
Transactions B.E.2546 (“Notification of Connected Transaction”), are considered a medium size at 1.10% of NTA. Therefore, the Company is required to obtain the approval from the Board of Directors and to