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collaboration with other 12 capital market organizations to encourage every sector in the capital market to make contributions to doing good deeds, jointly drive Thai capital market to sustainability based on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8224

SEC supports SET policy to encourage fundraising of medium-sized Thai and large foreign companies in line with the National Strategy

With the objective to support and promote an ongoing access to capital by businesses in the government-promoted industries, the SEC Board Meeting No.9/2566 passed a resolution, approving SET rules

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10307

SEC public hearing on rules regarding securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6494

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC teams up with financial and media allies to present a month-long series of online free seminars on financial and investment management

interested public can watch the free online seminars broadcast live on four Facebook pages, namely: @sec.or.th, @StartToInvest, @ThaiFinancialPlanners and @ThaiPBSFan, in line with the social distancing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8108

SEC public hearing on a proposed amendment to the regulations on appointment of directors and executives of securities companies and derivatives business operators in line with CG Code

manage work and risks of the intermediaries in compliance with the CG Code of listed companies, and to protect the interest of the investors.The consultation paper is available at https://www.sec.or.th/TH

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9436

SEC announces a three-year strategic plan to meet all sectors’ demands and national goals in line with the changing landscape

Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8095

SEC organizes seminar with audit committee chairs and members to promote quality in corporate governance and financial reporting of listed companies

with the Thai Institute of Directors (IOD) in encouraging audit committees to work closely with auditors. We have disseminated the applicable guidelines for the relevant matters and continuously hold

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9233

SEC invites public opinions on the proposed amendment of provisions concerning debt securities in Securities and Exchange Act to keep pace with current situations

legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8793

SEC files a criminal complaint with ECSD alleging 4 offenders for manipulating price and volume of ACD shares and reports the case to AMLO

with Section 83 of the Criminal Code. According to the Fifth Amendment of the Securities and Exchange Act in 2016 (B.E. 2559), the action of share manipulation is still the offense under Section 244/3

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8843