Yongphithakwatana, TUCC Director and General Administration Department Director, and (4) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, dishonestly violated their duties, obtained
risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. Accordingly, the act of Zipmex did not operate other than the
profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). He obtained the material non
/2014 of 168.79 million baht which significantly fell from the operating net profit of Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). Wattanasophonpanich Co.,Ltd., obtained the material
information became public on 12 November, 2014. BKI obtained the material non- public information by Mr.Chai Sophonpanich, authorized person of BKI and director of BLA. 16/06/2017 agreed to comply with civil
percent. He obtained the material non- public information by virtue of his positions before such information became public on 12 November 2014. 16/06/2017 agreed to comply with civil penalties determined
Miss Jeeraporn Buranaruk During 16 February 2017 – 12 July 2017, Miss Jeeraporn obtained or possessed inside information related to the operating results of three companies under the audit and
benefit, the actual price was 40 million baht. Therefore, their acts were considered that they dishonestly violated duties as well as obtained unlawful gains for themselves or another person and caused