As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help

another financial advisor to supplement the clarification of the reasonable assumptions and the review on the fair value of the investment. PACE thus requested a deadline extension to 15 January 2018 to

obtain an approval for a public offering of newly issued shares after demonstrating to the SEC Office that it has the qualifications and complies with the following conditions: (1) legally eligible for

debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or whether their interests will be recorded via a book

December 2016. On 01 September 2016 an Extension agreement was entered between the two parties to extend the call option period for two years up to 31 December 2018. An amendment to the Extension Agreement

Microsoft Word - APCON loan 30 mb Roll-over 2 _EN_ page 1/3 August 17, 2020 Subject : Notification of extension of financial assistance period to associated company (Connected person) To : The

leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC

the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and

giving advice or information on foreign currency denominated capital market products through Thai business operators, are not subject to the requirements to obtain licenses for investment advisory service

required to apply for a license, obtain the qualifications and comply with the governing regulations before providing the service; and  (2)  Require digital asset custodial wallet providers and digital