youngsters’ knowledge on savings and financial disciplines and cultivate a personal finance ability as a life skill, starting from young ages to grow a strong saving habit in adulthood.
; Educating and warning investors to ensure they have sufficient knowledge for decision making and exercise discretion when being solicited to invest in unlicensed or illegal businesses. SEC and Investors Be
enhance the knowledge and understanding of the law and regulation of the public. Interested parties are welcome to call Help Center at 1207 (press 4) for appointment with SEC officials at no cost. SEC
เสี่ยงสูงหรือมีความซับซ้อน ("กองทุน complex") ไม่เป็นไปตามประกาศกำหนด โดยไม่มีการนำผลประเมินความรู้ความสามารถในการลงทุนของลูกค้า ("knowledge assessment") ไปใช้ประกอบการให้บริการขาย
benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable
and Fixed Income”, aiming to provide in-depth, practical knowledge on how to integrate ESG factors into investment process. This webinar is part of the continuing cooperation among the SEC, the UN and
topic, “Responsible Investment in Practice: Implementing ESG Incorporation in Listed Equity and Fixed Income”, aiming to provide in-depth, practical knowledge on how to integrate ESG factors into
กล่าวมี ดังนี้ 1. การยอมรับหลักสูตร : ผู้ที่สอบผ่านหลักสูตรการทดสอบความรู้ทางธุรกิจ (“product knowledge”) ในประเทศตน สามารถนำผลการทดสอบนั้นไปใช้แทนการทดสอบ
nature and complexity through appropriate training and participation; • understanding of professional standards and applicable legal and regulatory requirements; • technical knowledge and expertise
The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the