(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Analyst on Technical Factors No. Work Experience/ Relevant Knowledge Qualifications Work Experience Related to
control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
counterparties and customers • Reviewing knowledge and understanding on the Code of Conduct among our employees and arranging for their annual acknowledgment and compliance • Making plans for holding activities to
knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
committees, internal auditors, and regulatory bodies in accounting professions, and better understanding of their roles and responsibilities. Various tools and mechanism have been introduced to facilitate
fairly. The role, duties and responsibility of directors/ executives The board of directors has a good understanding of its roles, duties, and responsibilities to the shareholders who are the public and
Connector and therefore tightened the relationship with our neighboring countries, aiming to grow together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding
understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations
, “Thailand Taxonomy: A Reference Tool for Sustainable Economy” on Wednesday, 5 July 2023, from 2.00 - 4.00 p.m. to promote the understanding of the concept and the use of Thailand Taxonomy Phase I as a