clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized to undertake custody
the Stock Exchange of Thailand and must inform the information to the shareholders in writing within 21 days from the transaction date when it is disclosed to the Stock Exchange of Thailand. 4) Detail
the information to the Stock Exchange of Thailand and must inform the information to the shareholders in writing within 21 days from the transaction date when it is disclosed to the Stock Exchange of
broker shall prepare the confirmation statement, the evidence of margin call and the account of derivatives trading of each customer in writing, whether in Thai or English, and either in the form of
Clause 6 A derivatives broker shall prepare the confirmation statement, the evidence of margin call and the account of derivatives trading of each customer in writing, whether in Thai or English, and
Clause 6 A derivatives broker shall prepare the confirmation statement, the evidence of margin call and the account of derivatives trading of each customer in writing, whether in Thai or English, and
engages in proprietary trading shall determine policies, rules and procedures for such matter in accordance with Clause 12(1) of the Notification on Standard Conduct of Business clearly in writing upon
engages in proprietary trading shall determine policies, rules and procedures for such matter in accordance with Clause 12(1) of the Notification on Standard Conduct of Business clearly in writing upon
engages in proprietary trading shall determine policies, rules and procedures for such matter in accordance with Clause 12(1) of the Notification on Standard Conduct of Business clearly in writing upon
management, operational management and internal control system which at least shall contain: (a) the policy and measure in writing; (b) the determination and amendment of such policy and measure each time has