liable for AS’s failure to offer newly issued securities to directors or employees which is in compliance with rules, conditions and procedures as specified in the notification of the Capital Market

;) accordance with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board and failed to manage PCASH strictly in accordance with the approved mutual fund

Bitazza Company Limited Between June 22, 2022 and January 30, 2024, Bitazza Company Limited, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the

comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as

Public Company Limited which is offer to sale the debenture ALL242A and ALL252A, failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory

CoinsTH Company Limited Between April 1, 2024 and May 1, 2024, CoinsTH Company Limited ("CoinsTH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and

Bitazza Company Limited Between April 25, 2024 and November 25, 2024, Bitazza Company Limited ("Bitazza") as a digital asset broker, failed to comply with the rules, conditions and

capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange Commission. SEC Act S.283 Settlement Committee Meeting No. 8/2025 Settlement

Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of Section 14 and the second paragraph of Section