conduct internal audit work for audit clients and if so what is the extent of the work? 2 IT Systems: Does the firm provide services to design provide or implement IT systems to audit client? If so, does
confidence and promoting robust economic growth. The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the
confidence and promoting robust economic growth. The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the
types of securities to be issued in connection with securitization; (4) to issue notifications to implement this Royal Enactment; 3 (5) to determine fees for handling certain matters in accordance with
by proposing the 15 Principles of Good Corporate Governance as preliminary guidelines for them to implement. In 2006, the Principles were revised to be comprehensive and comparable to the Principles of
-inclusive: CRAs and regulators should consider whether or not additional measures may be necessary to properly implement the Principles in a specific jurisdiction. Further, the IOSCO CRA Code is not designed
new activities using existing physical assets, the economic operator must implement physical and non-physical solutions, over a period of time of up to five years, that reduce the most important
. Sustainable Banking – Past economic development caused many negative impacts, especially degradation of environmental and natural resources and economic and social inequality, which tends to worsen with time
inequality / taxation Data privacy and rising cyber security threats Age of transparency: consumer awareness Gov. mandated to regulate corp. sector Public sector spending constraints Resource intensity of
กาศส านักงาน ไม่ได้จ ากัดรูปแบบของการให้บริการ 12.7 ก าหนด timeline การ implement ระบบใหม่ไม่ให้ ทับซ้อนกันในช่วงเวลาเดียวกัน เช่น T+2, E-tax, FATCA, Pending Settlement 12.7 การก าหนด timeline ในการให้