national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
to be an appraiser for widely used appraisal by the Institute of Appraisal Profession, are an appraisal company in capital market and a lead appraiser obtaining an approval from the SEC. The Institute
solicitation for investment in seven digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision. Following the tips from various sources to SEC, it has been found that
including coins in games or points to redeem for products or services are not regarded as operating digital assets businesses . For providers who service trading digital assets with Thai baht pegged stable
proper licenses to alleviate the risk of frauds. Moreover, it is advisable to be cautious when being solicited to invest in ICOs or to buy any digital token for the time being since there are neither
cryptocurrencies or digital tokens are service providers for trading and exchanging digital assets on their own behalf. Documents SHARE : Building Confidence in the Capital Market NEWS Securities and Exchange
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signatories for the benefit of clients in choosing Asset Managers. Other Institutional Investors who are not regulated by the SEC, and who follow the I Code, are also encouraged to notify the SEC with the
of the Thai capital market in the region as well as the recognition of the SEC’s international roles and collaboration for sharing of information, opinions and experiences in different areas
for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities