fail to attend such training course within the specified period, the intermediary shall prohibit such personnel from providing services to clients regarding investment in capital market products
ผูประกอบธรุกิจ SBL และนําไปขายชอรตหลักทรัพยผานบัญชีเงินสดได โดยไม จําเปนตองเปนบริษัทหลักทรัพยเดยีวกับที่ยืมหลักทรัพย 2. กรณียืมหลักทรัพยเพื่อไป cover fail บริษัทหลักทรัพยสามารถยืมผานศูนย
, manager, officer, employee, agent or delegate acts or causes the trustee to act as follows: (1) fail to perform the duty of the trustee under the trust instrument or this Act; (2) manage the trust property
from acting within the prescribed period of time, in cases where its director, manager, officer, employee, agent or delegate acts or causes the trustee to act as follows: (1) fail to perform the duty of
, officer, employee, agent or delegate acts or causes the trustee to act as follows: (1) fail to perform the duty of the trustee under the trust instrument or this Act; (2) manage the trust property
required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may face the following disciplinary action
which may lead the client to lose or be required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may
) Supervision and inspection management company’s staffs comply with standard under (1) and; (3) Prescription of disciplinary to punish staffs who violate or fail to perform to comply with the standard under (1
who violate or fail to perform to comply with the standard under (1). Clause 24. In the case where it appears that the management company’s staffs violate or fail to perform in accordance with standard
management company’s staff; (2) Supervision and inspection management company’s staffs comply with standard under (1) and; (3) Prescription of disciplinary to punish staffs who violate or fail to perform to