quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
advantage of other persons before its was disclosed to the public on 28 October, 2016 and Mr. Krirkkrai involves by executed trading orders of JTS shares. 02/10/2019 agreed to comply with civil
. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside
advantage of other persons before TIPCO disclosed the inside information to the public on 18 February 2021. 22/08/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as
accounts to purchase CHG shares in such a way as to take advantage of other persons before CHG disclosed the inside information to the public on 15 November 2019. 16/11/2023 agreed to comply with civil
securities transaction of Wattanasophonpanich Co., Ltd. ordered 200,000 shares of BLA to be sold from the securities trading account of Wattanasophonpanich Co., Ltd. in such a way as to take advantage of
a way to take advantage of other persons. In addition, Miss Malita assisted or facilitated for Mr. Sarath by allowing him to use her securities trading account and involving in financial
a way to take advantage of other persons. In addition, Miss Malita assisted or facilitated for Mr. Sarath by allowing him to use her securities trading account and involving in financial
customers or the public in any matter concerning the price, value and nature of the securities involved; (3) engage in any act which may cause damage or constitute an unfair advantage to its customers or
showed in the corresponding period last year, or 26.53% increased. The increment was in accordance with company’s expanding strategy and well management in marketing and sales; therefore, company’s