informed to the Audit Committee and the auditor to explain the facts and related actions regarding this issue. SEC requires the actions of the Audit Committee to ensure that SPRC has measures to improve
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for
amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding
. Drafting single form is based on the principle of gathering necessary and sufficient information to ensure provision of appropriate services in compliance with the law, and to provide ease of filing for
international standards in the area of Thai securities business. The SEC always emphasizes on anti-money laundering and announced the regulations to ensure that preventive measures against use of securities
regulations, the internationally-accepted standards will be applied to the regulatory impact assessment (RIA) to ensure that problems will be solved effectively and only necessary regulations will be issued. In
securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.” To ensure that the policies, directions, goals and key guidelines
a digital wallet management system to accommodate efficient custody of digital assets and keys* and ensure safety of clients’ assets. The regulations cover the following requirements: (1) Policy
directors mutatis mutandis. Clause 4 In the management and supervision of trust, the trust manager shall ensure that there shall be at least one investment committee to have the duties to give advice or