and seek regular reports from management. (3) Matters that the board should delegate to management are matters in which the board should refrain from active involvement in normal circumstances
ETFs17. 3. The Hong Kong Covered Fund must not be money market funds, hedge funds, fund of hedge funds, structured funds, listed open-ended funds (also known as active ETFs) and closed-ended funds, in
measure is also referred to as “tracking error” or “active risk”. More than two-thirds of the funds in the sample (198 out of 294) have adjusted R-squared value of at least 85%, suggesting that they are de
1 (-Translation-) Ref. No. IRS.025/2019 October 31, 2019 Subject Acquisition of Shares in Hello Bangkok LED Co, Ltd., which is an Assets Acquisition Transaction of the Company, Issuance and Offering of the Newly Issued Ordinary Shares of the Company through a Private Placement which is a Connected Transaction, Capital Reduction, Capital Increase, Entering into the Right to Sell Advertising Media Agreement which is a Connected Transaction, Appointment of the Independent Financial Advisor and Call...
general public as being ready to engage as an agent in the business of trading in derivatives with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the
general public as being ready to engage as an agent in the business of trading in derivatives with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the
for its bond issuance. The 2021 version explicitly recommends issuer to engage external auditor or other third party to verify internal tracking and allocation of funds for the green bond, post issuance
้ ขอ 1 ทรัสตอาจกอตั้งขึ้นเพือ่ประโยชนตอการดําเนินธรุกรรมในตลาดทุนดังตอไปนี้ (1) ทรัสตสําหรับการบริหารและจัดการลงทุน (Active trust) ไดแก (ก) การออกตราสารศุกูก (Islamic bond) (ข) การจดัตั้งกอง
Approval of independent professionals Quarter 2/2023 2 Number of active personnel in securities and derivatives businesses 2022 Last updated on 20 September 2023
), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively.The SEC Thailand has been an active ordinary member since 1992 and a signatory to the IOSCO MMoU. As an ordinary member