intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to
investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing
for their investment decision while the List can also be of use for securities companies? risk management. Considering that Thai capital market has been developed with significant growth rate over the
for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to
the decision. Therefore, the agenda was proposed for shareholders? approval.The above proposal would affect ADAM listing qualifications and trading of company shares in the future and it requires at
accounting period.Since corporate profit has impact on share price and investment decision, investors should study the information and potential impact thoroughly. Moreover, in case of significant transaction
. Selection processes for the members of DJSI World and DJSI Emerging Markets. DJSI World STEP 1: Selection of world’s large companies in terms of free float adjusted market capitalization in previous year
clients: (1) any person who is sixty years old or older; (2) any person with limited knowledge on finance or no investment experience; and (3) any person with limitations on communication or decision-making