: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
Commission OrThor./Nor. 5/2547 Re: Guidelines for the Operation Control and Security Policy on Information Technology of the Securities Company 20/07/2004 01/01/2005 3. Circular OrThor./Nor. 15/2547 09
e-service Online Submission Limited BDU >> Type Title Section See document Status Notified Date Effective Date 1. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and
/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 2. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request
/2004) (Synopsis) 30/12/2003 01/01/2004 5. Circular KorKhor. 14/2547 14/06/2004 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok
Representatives of Private Funds (Synopsis) 05/01/2005 01/04/2005 3. Notification of the Office of the Securities and Exchange Commission 28/2544 20/07/2001 01/01/2002 4. Circular 49/2545 28/06/2002
Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt Instruments 11/10/2000 2. Circular 12/2545 22/03/2002
Non-Institutional Clients for Making Short Sale (Synopsis) 04/12/1997 01/01/1998 3. Circular 15/2542 04/06/1999 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit
Securities and Exchange Commission 24/2545 17/05/2002 01/06/2002 5. Circular 11/2542 29/06/1999 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon