e-service Online Submission Canceled document of topic "Derivatives Agent" not found Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok
e-service Online Submission See canceled document Derivatives Agent >> Net Liquid Capital Rule (Section 49) Type Title Section See Document Status Notified Date Effective Date 1. Circular SEC
e-service Online Submission See canceled document Derivatives Agent >> Reporting Requirements Type Title Section See Document Status Notified Date Effective Date 1. Circular SEC. Nor Por. (Wor
e-service Online Submission See canceled document Derivatives Agent >> Arbitration Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities
e-service Online Submission See canceled document Derivatives Agent >> Public Holidays Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the
. My immediate family member, including spouse (or equivalent) and dependent, and I are not director, management or agent of my audit clients and or its related entities. 3. I am not an officer or an
รพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนมีมติเห็นชอบให้เพิ่มประเภทตัวกลาง (selling agent) ในการเป็นตัวแทนขายและรับซื้อคืนหน่วยลงทุน สำหรับผู้มีคุณสมบัติตามที่กำหนด คือ (1
issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake
the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022