>   Consultation เอกสารรับฟังความคิดเห็น   Consultation Paper เอกสารแนบ × Hearing Document   Download Document 38/2562 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service

Exchange Commission Assistant Secretary-General, Fund Raising Supervision      Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director  Investment

limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1.     The process for wealth

Punyashthiti Assistant Secretary - General Mrs. Waratchya Srimachand Market Supervision Department Mrs. Suwanna Chuerboonchai Accounting Supervision Department Mr. Thawatchai Kiatkwankul Corporate Monitoring

data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and

in writing with an approval from the board of directors of the company in the following matters: (1) Risk management oversight system. Policy and practices in managing risk arising from the undertaking

://www.sec.or.th/EN/Pages/AboutUs/SEC_krairit.aspx English (United States) SEC pornanong -committee on Consideration of Regulations on Supervision of Business and Market Intermediaries and member of the Sub

on the topic, “A New Age of Fundraising,” emphasizing the role of SEC in creating opportunities for businesses of all sizes to access sources of fund, while the disclosure-based supervision will not

regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of

efficiently.  Essentially, the proposed revisions cover the following key domains:(1) Establish multiple levels of expected security controls and oversight techniques that apply differently to licensed