the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person who provide back office service
securities business in the category of the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person
-renew from connected person 20/04/2020 08:51 Notification of the connected transaction-renew from connected person 25/06/2019 19:01 Notification of the connected transaction-borrowing from connected
, borrowing, lending of securities or for the guarantee of purchase, sale, borrowing or lending of securities or for any other benefit, shall comply with the rules prescribed in this notification. The
SHARE : SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision of or involvement with crypto deposit taking and lending services Wednesday 8 March
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending
None B. The renewal borrowing from connected person, to extend the loan amount of 50 million baht (Due date on April 5, 2019) for 1 year. 1. Date of entering into the transaction Within April, 2019 2
Regulations on Securities Borrowing and Lending _________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an