assets are either shares of foreign company or investment units of exchange-traded fund (ETF) listed on major exchanges.Besides, those having interest in foreign securities investment should thoroughly
be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The
traded on the SET, was in violation of Section 239 and liable to the penalites under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht
being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares. Somchai?s offense was in violation of Section 243 (1
traded RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In
that time which was not consistent with the normal market conditions. Additionally, she continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent
time which was not consistent with the normal market conditions. Additionally, she continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent with
found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through their own securities trading accounts. They continuously traded PERM shares in the manner that
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders