from the date on which such questionable conduct is found. Clause 16 A securities company shall keep records of giving of advice, accepting of trading orders, and negotiation on securities investment
through its representative office. Clause 9 An appointment of a person as an agent in the Kingdom of Thailand shall be for the following activities only: (1) accepting the application for opening
Securities and Exchange Act B.E. 2535 (1992) 8 Clause 9 An appointment of a person as an agent in the Kingdom of Thailand shall be for the following activities only: (1) accepting the application for opening
specified in the notification of the Office. SECTION 137. In accepting assets into custody, the custodian shall segregate the deposited assets from its own assets, and shall deal with the deposited assets in
Inappropriate client acceptance assessments which resulted in the audit firms accepting engagements with risks that went beyond an acceptable levels; Lack of documentation on the background search of potential
ขอบเขตที่กฎหมายก าหนด ก็จะเกิดประโยชน์แก่ลูกค้าและตลาดทุน โดยรวม ส านักงานมีแนวคิดเพื่อช่วยให้เกิดการ ease of doing business จากการจัดการข้อมูลดังกล่าว เพื่อช่วยให้ลูกค้าได้มีทางเลือกอย่างแท้จริง ในการ
กรณีบริษัทจัดการเข้าซื้อและถือหุ้นของบริษัท National Digital ID เพื่อเข้าไปมีส่วนร่วมในการจัดทำระบบการพิสูจน์และยืนยันตัวตนของลูกค้าทางอิเล็กทรอนิกส์ (e-KYC) เพื่อให้สอดรับกับนโยบาย Ease of Doing
order to alleviate such impact on our customers, the Company offered credit assistance measures to those customers affected by COVID-19, in line with the Bank of Thailand’s measures to ease debtors
were also higher, but these are investments into the future competitiveness of the company. On the upside we expect to see some of the variable cost pressure, notably fuel, to ease in the following
for the best interest of the Company in order to ease the overcrowded of animal breeding area which could affect the animal health and living environment. Regarding the lease amount of THB 2,000,000 per