ก.ล.ต. มีแนวคิดจะปรับปรุงหลักเกณฑ์การขออนุญาตและการอนุญาตให้เสนอขายหลักทรัพย์ที่ออกใหม่ต่อประชาชนในวงกว้าง (public offering: PO) โดยจะกำหนดระยะเวลาให้บริษัทต้องเว้นวรรคการยื่นคำขออนุญาต PO หาก ก.ล.ต
trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and
extensive experience in market and intermediaries supervisions, corporate governance, financial literacy promotion, public relations, stakeholder relations and administration. Her appointment as Assistant
onwards. In considering these amendments, SEC has taken into account opinions received from business operators and related parties during the public hearing which took place earlier.________________________
allow eligible Hong Kong and Thai public funds to be distributed in each other’s market through a streamlined process.The MoU establishes a framework for exchange of information, regular dialogue as well
decisions for clients, (2) Receiving compensations, either directly or indirectly, and (3) Operating such businesses regularly or giving services to the general public. Pursuant to Section 66 of the
inflated the share price and matched the trading orders within the group in concealment to mislead the public into believing that TPC shares were actively traded or TPC share price was changed. They also
into the case and found that from May 10th July 31, 2007, {A} in colluding with other persons had traded RICH shares through 15 related persons securities trading accounts to lure the public into the
://www.sec.or.th/EN/Pages/PB_LISTVIEW.aspx. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: krissana@sec.or.th and jirapa@sec.or.th. The public hearing