Operator (issued by CIS Operator) [ ] 6. Master fund’s prospectus and fact sheet/ product highlight sheet (required only for an application of a feeder fund) 7. A fee of THB100,000 (VAT exclusive) payable in

is a result of such person being unconscious or unable to control oneself due to a physical illness or a mental disorder, the offeror is not required to have such person affix signature in the

approval is required by the regulations); (8) a confirmation letter of the issuer’s acknowledgement of the duties and responsibilities after the offer for sale of securities; (9) a confirmation letter of the

collateral, as the case may be. Chapter 4 Termination of Reporting Duty Clause 13 Directors, executives, auditors and the persons under Clause 5 shall be no longer required to prepare and submit report on

applying for approval to be the major shareholder of the securities company or in any other report required to be filed with the SEC Office or SEC; (10) has worked in the manner indicating lack of ethic or

transaction value, compared to all other approaches required by the Notifications on Asset Acquisition or Disposal. On the basis of the combination in value of the transaction with all other asset dispositions

fees required to be paid by any licensee in accordance with this Notification shall not be less than 25,000 baht per year and shall not exceed 10 million baht per year, except that the licensees under

Company (issued by Hong Kong Covered Management Company) [ ] 6. Master fund’s prospectus and fact sheet/product highlight sheet (required only for an application of a feeder fund) [ ] 7. A fee of THB

(required only for an application of a feeder fund) [ ] 7. A fee of THB 100,000 (VAT exclusive) payable in the form of receipt of money transfer [ ] 8. Other supporting documents (please specify

has the duty to ensure that all departments have set up their own risk management procedures consistent with one another; (2) Required all risk-exposed departments to draw contingency plans to minimize