Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a
Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “intermediary” means a securities company and a derivatives
Custodian dated 30 March 2001. Clause 2. In this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager
this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager” means a person assigned by director of a
signature in the opinion on the financial statement of a securities company, shall be a certified public accountant who is approved by the Office of the Securities and Exchange Commission to be eligible to
financial statement of a securities company, shall be a certified public accountant who is approved by the Office of the Securities and Exchange Commission to be eligible to audit and give opinion on the
maturity; (4) investing in bill of exchange or promissory note that ordered payment or issued by a commercial bank or other banks established under specific law or securities company licensed to undertake
. 48/2559 Re: Custody of Assets of Clients by Licensed Derivatives Brokers (No. 4) dated 8 December 2016. 3 company licensed to undertake business in the category of securities finance business. In this
. 48/2559 Re: Custody of Assets of Clients by Licensed Derivatives Brokers (No. 4) dated 8 December 2016. 3 company licensed to undertake business in the category of securities finance business. In this
139,874 37.53% Other income 19,836 12,728 7,108 55.85% 7,490 3,583 3,907 109.04% Total Revenue 1,087,913 753,393 334,520 44.40% 520,106 376,325 143,781 38.21% Company total revenue on six-month and 2nd