Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6
Indicators 2015 assessment results of Thai listed companies of 477 SET-listed companies and 108 mai-listed companies, excluding 65 non-listed securities companies, asset management companies and derivatives
สินทรัพย์ Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 18/03/2024) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0425&CaseYY=2567 <
Making an initial and direct contact with the compliance unit of the securities / derivatives intermediary under complaint would allow the intermediary to rectify or take necessary action before further
regulatory amendments to enhance trading orderliness measures SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing SEC files a criminal
removal of at least one-half of all directors. “ derivatives ” means derivatives under the law governing derivatives. “ inside information ” means any information that has not been made public, and which is
of Thailand Derivatives exchange ë Set licensing and approval https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2006.pdf Annual Report 2007 ) Publications "R2 Project" - an educational brochure on
derivatives business licensing Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press
measures SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing SEC files a criminal complaint against Zipmex and its former director and
trading of COL shares SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing Building Confidence in the Capital Market NEWS Securities and