) Types and Scope of Duties Qualifications Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex
) Types and Scope of Duties Qualifications Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
date (COD) in 2022. The new advanced technology would be implemented to ensure the continuity in providing high- quality services to industrial clients. ABP1 (one of our qualified power plants), after
in film products for the specialty, industrial, packaging, automotive, advanced magnetic media, photo systems, electrical and electronics markets and many more products that are es- sential in modern
advanced statistical modeling. In 2017, DI focusing on long-term investment with value based investment philosophy recorded gain on investment including gain on re-measuring available-for-sale securities
structured products. HF focuses on equity and derivatives trading with less than 1 year investment horizon, applying Market Neutral strategy and advanced statistical modeling. In 2017, DI focusing on long-term
baht from 31 December 2017 as a consequence of lower advanced bookings compared with same period last year. Other current liabilities amounting to 2,152.1million baht, rose by 75.1 million baht. This
current liabilities amounting to 7,816.2 million baht decreased from 31 December 2018 by 524.0 million baht, mainly due to: Unearned income soften by 389.5 million baht as a consequence of lower advanced